Prolegomenon

      At the time of the Buddha, a remarkable harmony was present in the “monastic community” (Saµgha) despite a few clashes or temporary ruptures. However, this harmony gradually disappeared after the ParinirvŒöa of the Buddha, and the Saµgha became prone to discord. According to which work one uses, two, three, four or five traditions can be listed as new and individual groups. Whatever the depiction of such schism(s) may be, the MahŒsŒµghika has always been recognized as one of the earliest traditions. There are many theories about the reasons that the Saµgha divided, because the scholars’ explanations vary from one another concerning the rationale for the first schism. Among the various rationale, three theories related to the establishment of the MahŒsŒµghika tradition will be given in the beginning of Chapter One as partial background material.

      The first theory suggests that the division between and among different groups was owing to the leniency held by the MahŒsŒµghikas towards the ten disciplinary practices, including that of receiving gold, silver or currency. The second theory records that a person proposed five doctrinal points which supposedly were accepted by the MahŒsŒµghikas. There was a serious discord within the Saµgha over these five points. Such different stances served as an instigation that split the monastic fraternity into two or more traditions. The third theory holds that neither the leniency of the ten disciplinary practices nor the five doctrinal points occasioned the first schism. Instead, it was the expansion of the root Vinaya which provoked critical dissent within the Saµgha; thereafter the accord within the monastic community dissipated. In this regard, the MahŒsŒµghikas were referred to as conservatives who resisted the expansion of the root Vinaya.

      Since the reference in each theory may be colored by a certain tradition (e.g., the TheravŒda in the first theory [1.A], SarvŒstivŒda in the second [1.B], or MahŒsŒµghika itself in the third [1.C]), without a close examination of the MahŒsŒµghika texts any accusation or claim would remain one-sided. Aside from obtaining some impression from the above three theories, the alternative is to observe the MahŒsŒµghika tradition directly through a study of its own vinaya literature Ñ the MahŒsŒµghika-vinaya Ñ the main source of this thesis.

      The MahŒsŒµghika-vinaya is extant only in its Chinese translation (Taish no. 1425). The general layout and organization of the MahŒsŒµghika-vinaya is given in view of the following five divisions:

1. The commentary of the disciplinary precepts for monks

   (T22. 227a1 [fasc. 1] - 412b16 [fasc. 22]);

2. The Miscellanea-dharma (T22. 412b17 [fasc. 23] - 499a17 [fasc. 33]);

3. The Deportment-dharma (T22. 499a18 [fasc. 34] - 514a18 [fasc. 35]);

4. The commentary of the disciplinary precepts for the nuns

   (T22. 514a19 [fasc. 36] - 544c10 [fasc. 40]);

5. The bhik·uö´ Miscellanea-dharma and Deportment-dharma

   (T22. 544c11-548a28 [fasc. 40]).

 

      It is commonly recognized that, among the seven extant collections of Vinayas, the tradition to which a text belongs is as follows:

(1) PŒli Vinaya Ñ the TheravŒdins;

(2) SsÅ-fn-lŸ (Taish no. 1428, Caturvargika-vinaya) Ñ the Dharmaguptakas;

(3) Mi-sha-sai-pu-huo-hsi-wu-fn-lŸ (Taish no. 1421, Pacavargika-vinaya)

 Ñ the Mah´§Œsakas;

(4) Shih-sung-lŸ (Taish no. 1435, Da§abhŒöavŒra-vinaya)

 Ñ the SarvŒstivŒdins;

(5) The Chinese texts that are named in connection with “MèlasarvŒstivŒda”

     (e.g., Kn-pn-shuo-i-ch’ieh-yu-pu-p’i-nai-yeh, Taish no. 1442,

     the MèlasarvŒstivŒda Bhik·u-vinaya) Ñ the MèlasarvŒstivŒdins;

(6) The Tibetan versions of the MèlasarvŒstivŒda-vinaya

 Ñ the MèlasarvŒstivŒdins;

(7) The Mo-ho-sng-ch’i-lŸ (Taish no. 1425, MahŒsŒµghika-vinaya)

 Ñ the MahŒsŒµghikas.

 

      As far as two traditions during the initial schism are concerned, the first six Vinayas (i.e., those of the TheravŒdins, Dharmaguptakas, Mah´§Œsakas SarvŒstivŒdins and MèlasarvŒstivŒdins) belong to the SthaviravŒdin tradition, whereas the MahŒsŒµghika-vinaya belongs only to the MahŒsŒµghika tradition. The recognition of the traditions for these texts may well make the study of the MahŒsŒµghika-vinaya worthwhile for grasping the background of the MahŒsŒµghika tradition. The present research is to understand the MahŒsŒµghika tradition by differentiating a study of the MahŒsŒµghika-vinaya from the other sources. The more significant concern of the thesis is to go beyond any account of a particular tradition concerning the background of the MahŒsŒµghikas so that the embodiment of its monastic discipline can be understood. This information is provided in Chapter Two, and the transitional structure of the Vinaya will be viewed as-it-is in Chapter Three.

Chapter Two Ñ The Traditional Value of the Vinaya in the Mo-ho-sng-ch’i-lŸ

      In order to present the exceptional character of the structure of the MahŒsŒµghika-vinaya, the traditional context and significance of monastic discipline will be introduced in Chapter Two. The traditional value of monastic discipline will be explored by analyzing the text in view of six divisions Ñ “harmony”, “calmness”, “purity”, “promulgation for others”, “spiritual cultivation for oneself” and “the utmost”. Each division, in turn, will be illustrated on the basis of the contents of the text.

      Although in Chapter One, the MahŒsŒµghikas were connected with those who claimed the legitimacy of the ten disciplinary practices (regarding the theory of disciplinary leniency [1.A]), in Chapter Two it will be pointed out that the MahŒsŒµghikas treasured the monastic disciplines in the same manner as the other traditions. Hence, it is doubtful that only the MahŒsŒµghikas were advocates of disciplinary leniency.

Chapter Three Ñ The Development in the Mo-ho-sng-ch’i-lŸ

      Subsequent to introducing how the monastic discipline is valuable to the traditionally monastic lifestyle, the structure of the MahŒsŒµghika-vinaya will be analyzed in Chapter Three. In general, the contents of the Vinaya include two major sections: 1) the Vibhaºga consisting of the disciplinary precepts and its commentary, and 2) the DharmŒnudharma (some scholars such as Erich Frauwallner call this Skandhaka) consisting of various monastic guidelines.

      The DharmŒnudharma in the MahŒsŒµghika-vinaya contains the Miscellanea-dharma and Deportment-dharma. These two dharmas will be, in the main, the basis of a detailed analysis. The bhik·u DharmŒnudharma is noted as appearing under a variety of names such as skandhaka (chapter), vastu (issue), dharmaka (matter) or saµyukta (correspondence) in other Vinayas.

      On seeing the bhik·u DharmŒnudharma, either Miscellanea-dharma or Deportment-dharma is the highest stratum, which corresponds to a “dharma” (a collective term of diverse monastic guidelines). Miscellanea-dharma comprises fourteen vargas (chapters), and Deportment-dharma comprises seven vargas. Each varga, for the most part, contains the explanations of ten topics. The heading of each topic is designated “disciplinary topic” (vinaya mŒt¨kŒ), for its function is similar to the “doctrinal topics” (dharma mŒt¨kŒs) in the context of the Abhidharma literature. As a result, dharma, varga and a disciplinary topic form a three-tiered structure. The previous discussion can be summarized as follows:

     Vinaya: I. Vibhaºga

   a) prŒtimok·a (the corpus of disciplinary precepts)

   b) commentary on prŒtimok·a.

 

   II. DharmŒnudharma (Skandhaka)

   a) various names according to text (skandhaka, vastu,

      dharmaka or saµyukta).

   b) MahŒsŒµghika-vinaya

1) Miscellanea (Prak´röaka-) dharma

   14 vargas Ñ» 139 vinaya mŒt¨kŒs

2) Deportment (AbhisamŒcŒrika-) dharma

     7 vargas Ñ»   70 vinaya mŒt¨kŒs.

 

      Increasingly, scholars have noticed that the dharma mŒt¨kŒs (doctrinal topics) served as the basis for the Abhidharma literature. This shows that the mŒt¨kŒs had an important role in the transition of the literature from a single set of doctrinal topics to a more elaborate framework of Buddhist texts. To answer whether or not there were any vinaya mŒt¨kŒs (disciplinary topics) in a Buddhist text, nine kinds of the textual evidences of the vinaya mŒt¨kŒ will be provided first in 3.A. Among the nine kinds, Ven. Yin-shun has examined in more detail the vinaya mŒt¨kŒs in the Sa-p’o-to-pu-p’i-ni-mo-t-l-ch’ieh (Taish no. 1441, SarvŒstivŒda-vinayamŒt¨kŒ, the fifth textual evidence), Shih-sung-lŸ (Taish no. 1435, Da§abhŒöavŒra-vinaya, the seventh textual evidence), and P’i-ni-mu-ching (Taish no. 1463, VinayamŒt¨kŒ-sètra, the eighth textual evidence) in his YŸan-shih-fu-chiao-shng-tien-chih-chi-ch’ng (The Compilation of the Scriptures in Early Buddhism, Chapter Five). He also mentions briefly textual evidences in the ParivŒra (the third textual evidence) and in the SamantapŒsŒdikŒ (the fourth textual evidence). In addition to his research, Prof. Akira Hirakawa has pointed out the vinaya mŒt¨kŒ style in the Eastern Turkestan Sanskrit manuscripts (the sixth textual evidence); Thomas William Rhys Davids and Hermann Oldenberg noticed the textual evidence of the vinaya mŒt¨kŒ in the Samathakkhandhaka of the TheravŒda Vinaya (the second textual evidence). In the present thesis, two kinds of textual evidences of the vinaya mŒt¨kŒs will be added. These two kinds of textual evidences can be found in the YŸ-ch’ieh-shih-ti-lun (Taish no. 1579, YogŒcŒrabhèmi-§Œstra, the first textual evidence) and the appendix to the îrya MahŒsŒµghika-LokottaravŒdin Bhik·uöi-vinaya (the ninth textual evidence). Nonetheless, the present thesis is the first to collect all of these discoveries of the vinaya mŒt¨kŒs into nine kinds of textual evidences.

      The reasons for such a variety of textual evidences that demonstrate the traces of vinaya mŒt¨kŒs (disciplinary topics) are twofold. Firstly, there is a need to grasp the role that the vinaya mŒt¨kŒs played in the development of the vinaya literature. Secondly, the bhik·u DharmŒnudharma in the MahŒsŒµghika-vinaya that corresponds to the skandhakas, vastus, dharmakas or saµyuktas in the other texts needs to be examined in depth as long as the remnants of the mŒt¨kŒs are still visible in the vinaya literature.

      Although the MahŒsŒµghika-vinaya and other extant Vinayas bear some similarities in contents (see T51. 864b21-22, Kao-sng-fa-hsien-chuan, Taish no. 2085), the organization of this Vinaya and those of the other texts are diametrically opposed. Most scholars have overlooked a particular position that the MahŒsŒµghikas adopted throughout their development of the Buddha’s teachings. These researchers tend to standardize the structural analysis of the MahŒsŒµghika-vinaya on the basis of the framework of the other Vinayas (Frauwallner, The Earliest Vinaya, pp. 47-48; Akira Hirakawa, Ritsuz, pp. 644-59). Studies to the present have left the formulation of the MahŒsŒµghika-vinaya unnoticed.

      Consequently, the DharmŒnudharma will be investigated in view of four topics in Chapter Three, Part B (including the epilogue of Part B in 3.B.4). First in 3.B.1, two theories concerning the evolution of the Skandhaka (DharmŒnudharma) will be reviewed. Of the two theories, the first suggests that the Skandhaka grew out of the KarmavŒcanŒs, the formulae employed in establishing the various disciplinary decisions in the Saµgha. However, this first theory proves to be inadequate because the KarmavŒcanŒ cannot be found in every chapter of the other Vinayas. The second theory will be discussed in view of six problems that arise in the attempt to justify the hypothesis that the oldest Skandhaka work consists of twenty chapters, that it was compiled by a single author in the first half of the fourth century BCE, and that the author drew upon whatever materials were available to him.

      Secondly in 3.B.2 two general issues concerning the Skandhaka (DharmŒnudharma) will be discussed at length. The first is the issue of having various designations for the chapters, and the second concerns the many varieties of compilations among the extant Vinayas of the SthaviravŒdin tradition.

      Thirdly in 3.B.3 an analysis of the DharmŒnudharma in the MahŒsŒµghika-vinaya will be undertaken in the light of the two general issues discussed in 3.B.2. In this analysis, the 209 vinaya mŒt¨kŒs will be enumerated and listed consecutively in view of which ones belong to the Miscellanea-dharma (3.B.3.A) and which ones belong to the Deportment-dharma (3.B.3.B). Then an interpretation of DharmŒnudharma and the rationale for preferring this term over others follow (3.B.3.C). After this, two salient characteristics of the DharmŒnudharma will be discussed (3.B.3.D). The two characteristics are: 3.B.3.D.1) Varga: Athematic Characteristic Ñ the varga (chapter) of the DharmŒnudharma in the MahŒsŒµghika-vinaya, for the most part, contains several themes, and 3.B.3.D.2) Grouping Tendency Ñ systematization of the vinaya mŒt¨kŒs into groups.

      In order to summarize the section on the second characteristic (3.B.3.D.2), a chart correlating the skandhakas (chapters) of the Caturvargika-vinaya and the vinaya mŒt¨kŒs of the MahŒsŒµghika-vinaya will be presented on the basis of Ven. Yin-shun’s research. The contribution that the present thesis makes to this discussion lies in the correlation of the disciplinary topics of the MahŒsŒµghika-vinaya to the Dharma-skandhaka (ch. 18) of the Caturvargika-vinaya and to the K·udraka-skandhaka (ch. 20). Further, a concordance between the related vinaya mŒt¨kŒs of the MahŒsŒµghika-vinaya and the Bhai·ajya-skandhaka (ch. 7) of the Caturvargika-vinaya will be added on the basis of Hirakawa’s work.

      Since the second characteristic, grouping tendency (3.B.3.D.2), is central to the antiquity of the DharmŒnudharma structure in the MahŒsŒµghika-vinaya, this characteristic will be elaborated in view of three sections. The first section (3.B.3.D.2.1) will sketch out the formation of two chapters. The second section (3.B.3.D.2.2) will delineate four clusters of vinaya mŒt¨kŒs in the MahŒsŒµghika-vinaya with respect to their grouping tendencies.

      The method utilized will be adopted from the ancient infrastructure such as the uddŒna (summary verse). When the disciplinary topics (vinaya mŒt¨kŒs) were summarized within an uddŒna that was affixed to the end of a varga in the MahŒsŒµghika-vinaya, the uddŒna was not meant to be a verse that summarized a combination of vinaya mŒt¨kŒs with a specified central theme. Therefore, the importance and function of an uddŒna did not lie so much in its role of gathering together vinaya mŒt¨kŒs (disciplinary topics) having a central theme. Rather, the importance and function of an uddŒna was one of a mnemonic device that aided a reciter and bearer of any doctrinal or disciplinary corpus of literature to memorize the literature during the oral transmission. However, it should not be assumed that this mnemonic device originated with the systematization of the Vinaya, because the uddŒna as a mnemonic device was already in use when the Buddha’s discourses and monastic discipline were first collected.

      After the antiquity of the structure of an uddŒna is ascertained, that the vinaya mŒt¨kŒs were differentiated in the uddŒna may be regarded as the earlier compilation. When several explanations of the vinaya mŒt¨kŒs were combined, or the explanations were not compiled in compliance with the associated vinaya mŒt¨kŒs in an uddŒna, there appeared a development of the compilation. This is how the grouping tendency is determined. In fact, the four clusters with grouping tendency in the second section (3.B.3.D.2.2) more than likely foreshadow the process of formulating a skandhaka (chapter) in the other extant Vinayas.

      Lastly, the third section (3.B.3.D.2.3) will serve as a synopsis of the second characteristic, “grouping tendency” (3.B.3.D.2), of the DharmŒnudharma. This synopsis will be expressed in terms of four types of developments regarding the disciplinary topics of the MahŒsŒµghika-vinaya. These four types of developments include: 1) those that come close to the skandhakas, 2) those that have the prototype of a skandhaka, 3) the vinaya mŒt¨kŒs that are sequentially adjacent, and 4) those that had not been considered to group into a skandhaka. In this way, the unique arrangement of the MahŒsŒµghika-vinaya in terms of its bhik·u Miscellanea-dharma and Deportment-dharma will provide another basis for the compilation of the Skandhaka (DharmŒnudharma) of a Vinaya.

      With regard to the theory of the expansion of the root Vinaya as will be reviewed in Chapter One (see 1.C), the MahŒsŒµghikas were depicted as those who resisted the expansion. In the present thesis, the resistance to expanding upon the root Vinaya also will be observed after an examination of the bhik·u DharmŒnudharma of the MahŒsŒµghika-vinaya (see 3.B). The use of vinaya mŒt¨kŒs (disciplinary topics) gives an alternative method of compiling the Skandhaka (DharmŒnudharma), and it is remarkable that approximately ten vinaya mŒt¨kŒs were incorporated in an archaic structure such as the uddŒna at the end of every varga (chapter). If resistance to expanding upon the root Vinaya was the issue, then the intention to preserve the root Vinaya by the MahŒsŒµghikas is visible in their manner of using the uddŒna structure by their incorporation of the vinaya mŒt¨kŒs. Although some scholars have used several approaches (see 1.C) to date the antiquity of the MahŒsŒµghika-vinaya, the suggestions provides in the thesis may contribute another approach to this question.

      Nevertheless, the preservation of the archaic contents should be approached cautiously. Although it is acknowledged that the antiquity of the structure of the uddŒna or vinaya mŒt¨kŒ is employed to show the antiquity of the bhik·u DharmŒnudharma in the MahŒsŒµghika-vinaya, this does not prove that the contents of the vinaya mŒt¨kŒs were preserved until the MahŒsŒµghika-vinaya was translated into Chinese. On the other hand, there is no reason to conclude that the Vibhaºga (prŒtimok·a and its commentary) in the same Vinaya is necessarily as old, although the bhik·u DharmŒnudharma in the MahŒsŒµghika-vinaya will be determined to be archaic owing to its structure (uddŒna or vinaya mŒt¨kŒs). Therefore, there is further need to research Ñ extensively and in depth Ñ the contents of the uddŒna or vinaya mŒt¨kŒs and the Vibhaºga in the study of the entire Buddhist vinaya literature.

 

 

CONTENTS    CHAPTER ONE    CHAPTER TWO    CHAPTER THREE    CONCLUSION    BIBLIOGRAPHY